Umpolung Chemistry: An Overview

 

Shashikant R Pattan, Nachiket S Dighe*, H V Shinde, Deepak S Musmade, Mangesh B Hole, Vinayak M Gaware

Department of Pharmaceutical Chemistry, Pravara Rural College of Pharmacy, Pravaranagar, 413736 (MS)  India.

 

 

ABSTRACT

The present review article on Umpolung chemistry is to significantly facilitate organic synthesis by the implementation of new concepts for catalysis. We focus on the recent development of N- heterocyclic carbenes mediated organic reaction and its implementation to the synthesis of heterocycles of biological importance.

 

Keywords: Umpolung, N- heterocyclic carbenes, organomettalic catalyst.

 

INTRODUCTION

The concept was introduced by D. Seebach (Hence the German word umpolung for reversed polarity) and E.J. Corey. Umpolung or polarity inversion in organic chemistry is the chemical modification of a functional group with the aim of the reversal of polarity of that group 1,2. This modification allows secondary reactions of this functional group that would otherwise not be possible 3. Nontraditional bond disconnections become available by reversing the alternating donor-acceptor reactivity pattern imposed by heteroatoms.

 

This inversion of a normal reactivity pattern is described as “umpolung.”1 Change of polarity is achieved by a temporary heteroatom modification that imparts opposite electronic character on an adjacent carbon. The reversal of the normally electrophilic reactivity of aldehydes is commonly effected though intermediates such as cyanohydrin or dithiane, which function as a nucleophilic acyl anion equivalents after deprotonation at the modified carbonyl carbon. Inversion of donor and acceptor properties of a fragment results in a change in the reactivity pattern not normally expected commonly considered as reversal of polarity that results from modifying the heteroatom present. Inspired by Nature, chemists have recently developed and applied N- heterocyclic carbenes (NHCs) to access umpolung reactivity in organocatalytic processes. The umpolung of the “normal” reactivity of a functional group opens up possibilities for new sets of reactions, provides access to new bond disconnections in retrosynthetic planning and offers alternative methods to traditional carbon-carbon bond forming strategies for the synthesis of natural products. Most reactions in organic chemistry are polar, that is they can be described as the reaction of a nucleophile/donor (d) with an electrophile/acceptor (a). In organic synthesis the electrophilic nature of aldehydes has been widely exploited for the formation of carbon-carbon bonds. The aldol reaction where an enolate anion (d2) reacts with the electrophilic carbon (a1) of an aldehyde’s carbonyl group is a classic solution to the synthesis of the 1,3 diol motif found in many polyketide natural products. Umpolung chemistry reverses the mode of polarity rendering an aldehyde nucleophilic (d1). According to Seebach’s terminology, 4 these reactions can be classified under a1-tod1 umpolung. The term “conjugate umpolung”, or a3-to- d3 umpolung, describes the transformation of α-unsaturated aldehydes into d3


nucleophiles (homoenolate equivalents) by attack of a nucleophilic catalyst, such as N-heterocyclic carbenes (NHCs), on the aldehyde functionality .

 

Asymmetric carbon-carbon bond forming reactions using umpolung chemistry are found in nature. Vitamin B1 functions as a cofactor for thiamin diphosphate-dependent enzymes, including transketolase, pyruvate decarboxylase, and acetolactate synthase, to catalyze the formation of stabilized acyl anion intermediates.5

 

In addition, high enantioselectivities and yields can be obtained using an asymmetric variant. Stetter6 extended nucleophilic carbene catalysis to the reaction of acyl anion equivalents with activated Michael acceptors.

 

TYPES OF UMPOLUNG:

Carbonyl umpolung

A classic example of polarity inversion is observed in dithiane chemistry. Ordinarily the oxygen atom in the carbonyl group is more electronegative than the carbon atom and therefore the carbonyl group reacts as an electrophile at carbon. This polarity can be reversed when the carbonyl group is converted into a dithiane or a thioacetal 7. In synthon terminology the ordinary carbonyl group is an acyl cation and the dithiane is a masked acyl anion. When the dithiane is derived from an aldehyde such as acetaldehyde the acyl proton can be abstracted by n-butyllithium in THF at low temperatures. The thus generated 2-lithio-1, 3-dithiane reacts as a nucleophile in nucleophilic displacement with alkyl halides such as benzyl bromide, with other carbonyl compounds such as cyclohexanone or oxiranes such as phenyl-epoxyethane, shown below. After hydrolysis of the dithiane group the final reaction products are α-alkyl-ketones or α-hydroxy-ketones.8

 

Enone umpolung

In ordinary nucleophilic conjugate additions the β-carbon atom acts as an electrophile. In special cases this position can be modified to react as a nucleophile. The active catalyst is not palladium compound but a triazole derived persistent carbene.This carbene reacts with the α,β-unsaturated ester at the β-position forming the intermediate enolate9.In the Baylis-Hillman reaction the same electrophilic β-carbon atom is attacked by a reagent but resulting in the activation of the α-position of the enone as the nucleophile.

 

Amine umpolung

The nitrogen atom in the amine group is reacting as a nucleophile by way of its lone pair. This polarity can be reversed when a primary or secondary amine is substituted with a good leaving group (such as a halogen atom or an alkoxy group) 10. The resulting N-substituted compound can behave as an electrophile at the nitrogen atom and react with a nucleophile as for example in the electrophilic amination of carbanions.

 

Reversible Umpolung

Reversible umpolung is of greatest synthetic value. A compound having a C atom rendered positive is transformed, into a derivative in which the originally electrophilic C atom has now become nucleophilic11.

 

Postulates and Nomenclature of Umpolung Chemistry 12

1. The reactions most frequently used in organic synthesis are polar in nature, i. e. nucleophilic or donor (d) and electrophilic or acceptor (a) sites are used to make and break bonds.

 

2. The large majority of target molecules of organic synthesis contain the heteroatoms nitrogen and oxygen as functional groups (amino, imino, hydroxy, ether, carbonyl).

 

3. These heteroatoms impose an alternating acceptor and donor reactivity pattern.

 

4. A consequence and synthetic limitation is the fact that combination of components with reactivity.

 

5. According to the original proposition, synthons are "structural units within a molecule which are related to possible synthetic operations. Thus, the molecule is related with the substrate synthon and the formyl synthon. This is irrespective of the type of reaction employed (polar, radical pericyclic, transition-metal mediated, photo chemical, electrochemical).

 

6. An a or d"-synthon is, respectively, a synthon with an O- or N-heteroatom at C' and an acceptor or donor center at such synthons .An a"- or d"-synthon is an acceptor or donor heteroatom (O or N), respectively.

 

7. A reagent is the compound or intermediate actually used to carry out the synthetic operation. Synthetically equivalent reagents or series of reactions perform identical transformations.

 

8. A reagent has normal reactivity if it corresponds to a synthon of general type umpolung is present in a reagent in which a and d-centers are reversed as compared to functional group.

 

9. When discussing particular transformations, the names of the structural units under consideration are used with the corresponding reactivity symbols; newly formed bonds are indicated in bold type.

10. A reaction or reagent which differentiates between sites of identical reactivity in a conjugate system called as (ambidoselective).

 

METHODS OF REACTIVITY UMPOLUNG:13,14.

·         1.2n-Oxidation

A process creating an oxygen and/or -nitrogen functionalized carbon skeleton without formation of a C-C bond is an oxidation (conservative conversion, non-connective). As can be seen, many classical reactions and their recent improvements are among the examples: epoxidation, hydroxylation, oxygenation, amination, oxidation and imination, ozonolysis, hydroboration /oxidation, the Neber, Bayer-Villiger and Criegee-Hock rearrangements the Hofmann-Lomer-Freytag, and the Barton reaction. We are dealing with cases in which the heteroatoms oxygen and nitrogen have become acceptor (sextet or septet) sites rather than acting as donors. Umpolung of heteroatom reactivity; equal polarity at adjacent heteroatoms R-O-O-R, R2N-NR. Since the methodology of generating and selectively using reagents with electrophilic N or O is rather limited, there are numerous techniques which use other acceptor heteroatoms that are subsequently replaced by oxygen or nitrogen.

 

·         Exchange and Modification of the Heteroatom

Nitrogen, unlike oxygen, has so many oxidation states and occurs in a multitude of bonding situations that it can be “modified” to allow for jumping back and forth between the two reactivity patterns. Organic chemistry is not restricted to the elements C, H, N; O We can utilize all the elements of the periodic chart to achieve the goal of synthesizing C, H, N, O-containing products and to break out of the reactivity pattern. The most common and best-established systematic way of reactivity umpolung of N- or O-functionalized molecules is the temporary exchange of these heteroatoms by others, which convey opposite reactivity to the carbon moiety. Thus, we use derivatives of other heteroatoms like a boat to cross a river.

 

1. Heteroatom Exchange

The lack of methods, which clearly introduce nitrogen and oxygen at donor sites. The use of BrO as an electrophilic substitute heteroatom is a classical solution to this problem. When the desired C-N bond is formed, the nitrogen acts as a nucleophile, the carbonyl carbon as an electrophile; The use of a-chloronitrones and of sr-hetev substituted oxime and hydrazone ketone reagents in C-C-bond forming processes has recently been demonstrated. Sulfur in particular stabilizes positive and negative charges in the a-position, and there are numerous ways of removing all three heteroatoms from a molecule. Allow the coupling of carbon atoms of the same polarity recent improvements and promising developments in this general area are the so called redox condensations with phosphanes and the conversion of NH2 into the leaving group N (SO2R) 2.The temporary replacement of the heteroatom oxygen by sulfur for the preparation of 1,2 di-functionalized products.

 

2. Heteroatom Modification

In contrast to oxygen, which can hardly be modified to allow without the help of heteroatom exchange, nitrogen is a very rich heteroatom in this respect. There are two fundamental reasons for this nitrogen can make one more bond with carbon and thus be incorporated "in the middle" of conjugated systems, and it has many more oxidation states. Thus, modification of the nitrogen of methylamine in the Schiff-base with benzophenone allows a-N-CH-deprotonation of umpolung of amine reactivity with pyridoxal in Nature and converts the normal aminoalkylating reactivity of iminium derivatives. On the other hand, we can convert the amine (oxidation state -3) into the nitronate (oxidation state +5) and use this as an amino methyl donor reagent. We need not go all the way to the nitro or diazo group to achieve a-N-CH acidification and a-N-C-donor properties. Any amine derivative, which bears an electron-withdrawing group causing a partial positive charge on nitrogen, appears to suffice under appropriate conditions.

 

·         Homologation and Its Reversal

Any compound with a 1.3-functionalization has the normal reactivity pattern with respect to one of the two functional groups and reactivity umpolung of the other one. After a reaction with an acceptor at C2, which in this case is at the same time a d'- and a d'" center, the C-C bond leading to C' can be cleaved (reversal of homologation, degradation).

 

·         Use of Cyclopropanes

Opening of a cycloalkane with an odd number of carbon atoms and with substituents by donors and acceptors, respectively, constitutes yet another principal method of reactivity umpolung. It is related to the homologative method of the previous section by also rendering normal reactivity the resemblance becomes even closer if we consider that this kind of process is most likely to occur with cyclopropanes (110 kJ/mol strain release), the next higher homologues of “cycloethanes”. In the field of heterocyclic chemistry and natural product synthesis, the construction of pyrrolines, pyrrolidines, tetrahydrofurans, lactones and β-lactams is a problem of reactivity umpolung because in all of these five-membered rings, the chain of carbon atoms is Ia bifunctionalized. It is therefore not surprising that cyclopropanes have been widely applied in this area.

 

·         Acetylenes

Acetylenes are extremely versatile synthetic intermediates.” The highly reactive, "strained" triple bond can be attacked by electrophiles or nucleophiles terminal acetylenes are rather strong acids and the acetylides obtained by deprotonation are very good, non-hindered nucleophiles. Acetylene itself is therefore a welcome moiety for the synthesis of bifunctional systems.An advantageous stereochemical aspect is that disubstituted alkynes can be selectively hydrogenated to (E) or (Z)-olefins. If acetylene is attached to a molecule of normal reactivity a carbon framework with reactivity umpolung. One finds that the ultimate reagents with reactivity umpolung are oxirane.

 

·         Redox Reactions

The simplest method of reactivity umpolung is the addition or removal of electrons in a system, which is electrophilic or nucleophilic, respectively. This will of course reverse the reactivity of the species. Thus, we can reduce ketones and aldehydes to pinacols and esters to acyloinsby electrochemical methods or with metals further reduction leads to olefins which can now be obtained directly from ketones with lower alkali metal, is readily accomplished. While we do not normally cleave pinacols and olefins by such simple methods. The products mentioned-except for the olefin-are bifunctional and have been made by joining carbon atoms of the same polarity. We formally obtain these products, if we assume that half of the starting molecules are converted into reagents with reactivity umpolung and then couple with the other half of normal reactivity. In reality, of course, radical anion or cation coupling furnishes the products in most cases. Therefore, it is difficult to prepare cross-coupling products in better than statistical amounts, unless we carry out intramolecular reaction.

 

·         Direct Umpolung and Substrate Umpolung 15,16

1. Direct Umpolung

If reactivity umpolung is observed without using one of the methods described above we call it direct umpolung. Carbon monoxide and isocyanides are simple one-carbon reagents which can be attacked by a donor and an acceptor and compare Thus, if carbon monoxide, an olefin and water combine to give a carboxylic acid under strongly acidic conditions the CO-carbon atom formally combines with a carbenium ion and OH Isonitriles are used in the Passerini- and Ugi-reactions to prepare a-hydroxy and a-amino carboxylic acid derivatives, respectively; given proper substitution. We realize that it is arbitrary to say that CO and CNR are reagents with direct umpolung.

 

2. Substrate umpolung

By definition, umpolung must be reversible: the final goal is to make IO, N-derivatives of normal reactivity. A reversible umpolung is a sequence of operations by which functional group can be temporarily reversed. And this is not possible with all the methods mentioned in the previous sections. We arrive at a certain stage of a synthesis where we need to perform the conversions (ah)-(ak), this would be a task much more difficult than constructing a "small" reagent molecule with reactivity umpolung. We are here concerned with a more complex molecule whose functional groups must be compatible with all operations necessary to achieve the umpolung. Therefore, this may be called a substrate umpolung.

 

 

APPLICATIONS:

1. Synthesis of (+)-alliacol A

2. In the construction of arteannuin ring skeletons17

 

3. Synthesis of (+)-nemorensic acid

 

4. Thiamine Catalyzed Benzoin Reaction 19

 

5. Synthesis of α-Amino Acids by Umpolung of Weinreb Amide Enolates 20

 

6.Synthesis of Atorvastatin.21

 

7.Synthesis of Nifedipine. 21

 

RECENT UMPOLUNG REACTIONS CATALYZED BY                N-HETEROCYCLIC CARBENES 18

 

Fig: NHC as Catalyst

 

1.Enantioselective intramolecular Stetter reaction

 

2.Enantioselective synthesis of quaternary stereocenters via intramolecular Stetter reaction.

 

3.Highly enantioselective and diastereoselective intramolecular Stetter reaction.

 

4.Synthesis of Functionized preanthraquinones.

 

5.NHC Catalyzed addition of acylstilanes to                   α,β-unsaturated systems.

 

CONCLUSION:

Umpolung chemistry provides a doorway to otherwise non-accessible reactivity patterns. The fact that umpolung chemistry reverses the “normal” traditional reactivity patterns imposed by heteroatoms in alkyl chains is not only intellectually interesting but synthetically useful as well. The discovery of NHCs as powerful organocatalysts reactions has led to unprecedented reaction outcomes with great potential for the asymmetric construction of interesting natural products. Continue to dominate both recent antibiotic product launches and companies’ late-stage drug development pipelines…” It is quite evident that natural products will remain as our primary source of biologically active pharmacophores. It is our job as synthetic organic chemists to find efficient routes to these valuable scaffolds.

 

REFRENCES:

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3.     Enders, D.; Balensiefer, T. Acc. Chem. Res. 2004, 37, 534-541.

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5.     Ugai, T.; Tanaka, S.; Dokawa, S. J. Pharm. Soc. Jpn. 1943, 63, 269-300. (Chem. Abstr. 1951, 45, 5148.)

6.     Stetter, H. Angew. Chem. Int. Ed. Engl. 1976, 15, 639-647.

7.     Mihelcic, J.; Moeller, K. D. J. Am. Chem. Soc. 2003,125, 36.

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12.   Enders, D.; Breuer, K.; Runsink, J.; Teles, J. H. Helv. Chim. Acta 1996, 79, 1899-1902.

13.   Dieter Seebach, Methods of Reactivity Umpolung, Ailyew. Clwm. Int. Ed. Engl. 18, 239-258 (1979).

14.   Seebach D. (1979). "Methods of Reactivity Umpolung". Angewandte Chemie International Edition in English 18 (4): 239–258.

15.   Kerr, M. S.; Rovis, T. J. Am. Chem. Soc. 2004, 126, 8876-8877.

16.   Hachisu, Y.; Bode, J.; Suzuki, K. J. Am. Chem. Soc. 2003, 125,8432, 8433.

17.   Mattson, A. E.; Bharadwaj, A. R.; Scheidt, K. A. J. Am. Chem.Soc. 2004, 126, 2314-2315.

18.   Mattson, A. E.; Scheidt, K. A. Org. Lett. 2004, 6, 4363-4366.

19.   Sebastian Hirner, Donata K. Kirchner and Peter Somfai, Synthesis of α-Amino Acids by Umpolung of Weinreb Amide Enolates Eur. J. Org. Chem. 2008, 5583–5589

20.   Fischer C., Smith S. W., Powell D. A., Fu G. C. (2006). "Umpolung of Michael Acceptors Catalyzed by N-Heterocyclic Carbenes". Journal of the American Chemical Society 128 (5)

21.   Enders, Acc. Chem. Res. 2004, 37, 534.

 

 

Received on 04.09.2009

Accepted on 07.09.2009   

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Research J.  Science and Tech.  1(1): July-Aug. 2009: 08-12